Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Laura? Claim Your ProfileLaura Ann Pedroncelli is a financial advisor with Raymond James Financial Services Advisors, Inc. Laura has been in the financial services industry since 1998. Laura has a broad range of experience and is registered in multiple states, including California and Texas. She is available to meet with clients in the Santa Rosa area.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
CA
07/24/2020 - Present
Raymond James Financial Services Advisors, Inc. (SANTA ROSA CA)
CA
03/15/2007 - 01/25/2012
ESSEX NATIONAL SECURITIES, INC. (SANTA ROSA CA)
CA
01/09/2006 - 03/02/2007
LEGACY FINANCIAL SERVICES, INC. (PETALUMA CA)
WI
01/16/2003 - 11/30/2005
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (MILWAUKEE WI)
NE
04/10/1997 - 06/13/2002
SECURITIES AMERICA, INC. (LAVISTA NE)
BOTH
Issued 06/27/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/25/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/19/1997
Series 4 - Registered Options Principal Examination
BC
Issued 04/26/1997
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/09/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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