Unclaimed
Laura Pantaleo is a financial professional with over 30 years of experience in the securities industry. Laura currently works for J.P. Morgan Securities LLC as a registered representative. Laura has also previously held positions at CHASE INVESTMENT SERVICES CORP., AXA DISTRIBUTORS, LLC, TOWER SQUARE SECURITIES, INC., SALOMON SMITH BARNEY INC., and SHEARSON LEHMAN HUTTON INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
NJ
10/01/2012 - Present
J.p. Morgan Securities LLC (Jersey City NJ)
NY
10/12/2006 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (NEW YORK NY)
NC
01/09/2004 - 09/07/2005
AXA DISTRIBUTORS, LLC (CHARLOTTE NC)
CA
03/22/2002 - 12/31/2003
TOWER SQUARE SECURITIES, INC. (EL SEGUNDO CA)
NY
07/31/1993 - 05/31/2000
SALOMON SMITH BARNEY INC. (NEW YORK NY)
NY
04/29/1991 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NY
07/23/1986 - 04/19/1990
SHEARSON LEHMAN HUTTON INC. (NEW YORK NY)
BC
Issued 09/30/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/26/1989
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/19/1986
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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