Unclaimed
Laura Cornell is a financial advisor based in Fresno, California. Laura is an active investment advisor representative with Thrivent Investment Management Inc. and has been in the industry for over 17 years. Laura has a Series 7, Series 63, and Series 66 licenses and has held several previous positions with firms like Purshe Kaplan Sterling Investments and UBS Financial Services Inc. Laura specializes in financial planning and portfolio management for individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CA
05/07/2024 - Present
Thrivent Investment Management Inc. (Fresno CA)
CA
02/01/2024 - 03/11/2024
PURSHE KAPLAN STERLING INVESTMENTS (Fresno CA)
CA
02/25/2009 - 04/27/2023
UBS FINANCIAL SERVICES INC. (FRESNO CA)
CA
08/18/2005 - 10/23/2008
WACHOVIA SECURITIES, LLC (FRESNO CA)
BOTH
Issued 11/04/2023
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/12/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/17/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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