Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Laura? Claim Your ProfileLaura Ann Cook is a financial advisor at Raymond James & Associates, Inc. Laura has been in the financial services industry since January 14, 2000. Laura is registered with the state of New Jersey. Laura has a Series 63, Series 66 and Series 7 license. Laura also has a SIE designation. The firm offers a variety of services including financial planning, portfolio management and investment consulting. Laura's office is located in Princeton, NJ.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NJ
03/13/2020 - Present
Raymond James & Associates, Inc. (PRINCETON NJ)
NJ
02/03/2020 - 03/12/2020
RAYMOND JAMES FINANCIAL SERVICES, INC. (ISELIN NJ)
NJ
02/02/2009 - 05/14/2018
RAYMOND JAMES & ASSOCIATES, INC. (PRINCETON NJ)
NJ
07/16/2007 - 12/26/2008
RAYMOND JAMES & ASSOCIATES, INC. (PRINCETON NJ)
NJ
01/07/2000 - 07/03/2007
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (PRINCETON NJ)
NY
04/28/1997 - 02/26/1999
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BOTH
Issued 05/22/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/13/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/14/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/25/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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