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Laura Ann Brown

Compass Point Research & Trading, LLC

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About Laura Ann Brown

Laura Ann Brown is a financial professional with over 25 years of experience in the industry. Laura is currently registered with Compass Point Research & Trading, LLC in Washington, D.C. and is also registered in New York and Virginia. Laura has a broad background in the financial industry and holds several professional licenses, including the Series 7, Series 24, Series 52TO and Series 53 exams. Previously Laura worked for FBR Capital Markets & Co. in Arlington, Virginia and Los Angeles, California and for Merrill Lynch in New York.

Firm Information

Laura Brown is currently registered with Compass Point Research & Trading, LLC. Compass Point Research & Trading, LLC is a Limited Liability Company formed in 2002. The firm is registered with the SEC and in 33 states.

Not reported

Assets Under Management

Not reported

Total Clients

36

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Laura Brown’s Registration & Firm History

DC

10/05/2018 - Present

Compass Point Research & Trading, LLC (WASHINGTON DC)

VA

04/11/2017 - 04/18/2017

FBR CAPITAL MARKETS & CO. (ARLINGTON VA)

CA

09/05/2003 - 01/11/2017

FBR CAPITAL MARKETS & CO. (LOS ANGELES CA)

CA

09/26/2000 - 03/17/2003

FRIEDMAN, BILLINGS, RAMSEY & CO., INC. (LOS ANGELES CA)

VA

07/21/1999 - 09/26/2000

FBR INVESTMENT SERVICES, INC. (ARLINGTON VA)

NY

11/02/1993 - 07/14/1999

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

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Licenses & Designations

BC

Issued 10/02/1993

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/03/2006

Series 53 - Municipal Securities Principal Examination

BC

Issued 02/17/2000

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 04/18/2017

SIE - Securities Industry Essentials Examination

BC

Issued 10/30/1993

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Laura Ann Brown.
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