Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Laura? Claim Your ProfileLaura Boretsky is a financial advisor with UBS Financial Services Inc. Laura has been in the financial services industry for 21 years, having started her career with Ameriprise Financial Services, Inc. in December 2005. Laura earned her Series 7 and Series 66 securities licenses in 2005 and 2006, respectively. She is also a registered representative in 17 states, including California, Connecticut, Florida, Illinois, Kentucky, Massachusetts, New Jersey, New York, Pennsylvania, Rhode Island, South Carolina, Texas, Vermont, Virginia, Washington, District of Columbia and Illinois. She provides financial planning, portfolio management, and educational seminars to individuals, corporations, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
CA
04/20/2007 - Present
UBS Financial Services Inc. (NEWPORT BEACH CA)
CT
12/13/2005 - 04/13/2007
AMERIPRISE FINANCIAL SERVICES, INC. (SHELTON CT)
BOTH
Issued 02/26/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/12/2005
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Laura Boretsky is the right advisor for you? Invested Better is here to help.
