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Laura Ann Black

Needham & Company, LLC

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About Laura Ann Black

Laura Ann Black is a financial professional with over 25 years of experience in the industry. Laura Ann Black is currently registered with Needham & Company, LLC, and has been with them since 1999. Prior to that, Laura Ann Black was employed by BLACK & COMPANY, INC. Laura Ann Black holds the Series 7, 24, 63, 79TO and SIE licenses.

Firm Information

Laura Black is currently registered with Needham & Company, LLC. Needham & Company, LLC is a Limited Liability Company formed in 2005 and headquartered in New York, NY. The firm provides securities research and is registered with the SEC and in all 50 states and the District of Columbia.
Needham & Company, LLC

250 PARK AVENUE

NEW YORK, NY 10177

Not reported

Assets Under Management

Not reported

Total Clients

121

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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securities research

Securities research

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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other

Pursuant to csa agreements

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Laura Black’s Registration & Firm History

CA

08/02/1999 - Present

Needham & Company, LLC (SAN FRANCISCO CA)

OR

12/18/1995 - 04/01/1999

BLACK & COMPANY, INC. (PORTLAND OR)

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Licenses & Designations

BC

Issued 01/11/1996

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/29/1997

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/17/1995

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

N

NYSE Arca, Inc.

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Laura Ann Black.
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