Unclaimed
Laura Bickel is a financial advisor with UBS Financial Services Inc., a firm with over $700 billion in assets under management. Laura is registered with the Financial Industry Regulatory Authority (FINRA) and has held licenses since 2009. Laura has experience with a variety of financial products and services, including portfolio management, financial planning, and retirement planning. Laura is also a registered investment advisor representative, allowing Laura to provide investment advice to clients. Laura's primary office is located in Boulder, Colorado.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
CO
12/11/2017 - Present
UBS Financial Services Inc. (BOULDER CO)
CO
06/24/2016 - 12/05/2017
CAMBRIDGE INVESTMENT RESEARCH, INC. (BROOMFIELD CO)
CO
08/04/2014 - 06/06/2016
AMERIPRISE FINANCIAL SERVICES, INC. (BOULDER CO)
MN
12/20/2012 - 08/06/2014
RIVERSOURCE DISTRIBUTORS, INC. (MINNEAPOLIS MN)
MN
07/11/2011 - 12/20/2012
AMERIPRISE FINANCIAL SERVICES, INC. (MINNEAPOLIS MN)
MN
01/01/2010 - 06/28/2011
COUNTRY CAPITAL MANAGEMENT COMPANY (HUTCHINSON MN)
BOTH
Issued 12/16/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/08/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/12/2017
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/01/2011
Series 7 - General Securities Representative Examination
BC
Issued 12/23/2009
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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