Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Laura? Claim Your ProfileLaura Amoroso schloss is a financial advisor with over 25 years of experience in the industry. She has a strong background in the securities industry, having previously held positions with Credit Suisse Securities (USA) LLC, Epoch Partners, Commerzbank Capital Markets Corp., and Advest, Inc. Laura is currently registered with UBS Securities LLC and UBS Financial Services Inc. She holds multiple securities licenses, including Series 3, 4, 7, 16, 24, and 63, as well as the SIE exam. Laura's expertise encompasses a broad range of financial products and services, and she is committed to providing her clients with personalized guidance and support.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
10/17/2023 - Present
UBS Securities LLC (NEW YORK NY)
IL
07/24/2001 - 10/18/2023
CREDIT SUISSE SECURITIES (USA) LLC (CHICAGO IL)
MA
10/16/2000 - 07/03/2001
EPOCH PARTNERS (SOUTHBOROUGH MA)
NY
04/04/2000 - 08/31/2000
COMMERZBANK CAPITAL MARKETS CORP. (NEW YORK NY)
CT
07/18/1997 - 03/28/2000
ADVEST, INC. (HARTFORD CT)
NY
06/23/1997 - 07/09/1997
SBC WARBURG, INC. (NEW YORK NY)
BC
Issued 03/26/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/07/2005
Series 4 - Registered Options Principal Examination
BC
Issued 12/18/2000
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/18/2008
Series 3 - National Commodity Futures Examination
BC
Issued 10/13/2000
Series 7 - General Securities Representative Examination
BC
Issued 06/17/1997
Series 16 - NYSE Supervisory Analyst Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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