Unclaimed
Laura Borbely is a financial advisor with Vanguard Marketing Corp. Laura is registered with FINRA and holds the Series 63, Series 7TO, and SIE licenses. Laura is licensed in North Carolina.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NC
05/04/2021 - Present
Vanguard Marketing Corp. (CHARLOTTE NC)
BC
Issued 04/01/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/04/2021
Series 7TO - General Securities Representative Examination
BC
Issued 01/28/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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