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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Laura? Claim Your ProfileLaura Alisa Pomeroy is a registered investment advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. Laura has been in the industry since 1999. Laura holds the Series 7, Series 66 and SIE licenses. Laura has held previous roles with Oppenheimer & Co. Inc. and CIBC World Markets Corp. Laura is registered in 38 states and the District of Columbia. Laura's current practice focuses on providing investment advice to individuals, high-net-worth individuals, corporations, pension and profit-sharing plans, insurance companies, charitable organizations, and state or municipal government entities. Laura is also able to provide financial planning and selection of other advisers.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
05/18/2009 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (SAN DIEGO CA)
MO
04/01/2003 - 11/13/2006
OPPENHEIMER & CO. INC. (ST. LOUIS MO)
NY
04/27/1999 - 04/14/2003
CIBC WORLD MARKETS CORP. (NEW YORK NY)
BOTH
Issued 07/27/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/26/1999
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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