Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Laura? Claim Your ProfileLaura Valdez is a financial professional with over 10 years of experience in the financial services industry. Laura is currently registered with Franklin Distributors, LLC and holds a Series 6, 7, 24, 63 and SIE. Laura has a strong track record of providing investment advice and guidance to clients. Laura is committed to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
FL
07/07/2021 - Present
Franklin Distributors, LLC (St. Petersburg FL)
NY
06/27/2018 - 07/07/2021
FRANKLIN/TEMPLETON DISTRIBUTORS, INC. (NEW YORK NY)
NY
10/15/2015 - 05/08/2018
BLACKROCK INVESTMENTS, LLC (NEW YORK NY)
NY
07/07/2011 - 10/14/2015
ALLIANCEBERNSTEIN INVESTMENTS, INC. (NEW YORK NY)
IA
Issued 06/12/2017
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/27/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/16/2023
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/05/2011
Series 7 - General Securities Representative Examination
BC
Issued 07/05/2011
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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