Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Laura? Claim Your ProfileLaura Agard is a registered representative with Wells Fargo Clearing Services, LLC. Laura has been in the securities industry since December 17, 2007. Laura is registered with the state of New Jersey as an investment advisor representative. Laura is also registered as a broker-dealer in the states of Connecticut, Florida, New Jersey, New York, and Pennsylvania. Laura holds FINRA Series 6, 7, 63, 66, and SIE licenses. Laura has a diverse range of experience in the financial services industry. Laura has previously been employed by J.P. Morgan Securities LLC, Chase Investment Services Corp., and Pruco Securities, LLC. Laura is committed to providing her clients with comprehensive and personalized financial advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NJ
08/24/2023 - Present
Wells Fargo Clearing Services, LLC (SUMMIT NJ)
NJ
01/04/2022 - 08/28/2023
PRUCO SECURITIES, LLC. (NEWARK NJ)
NY
10/01/2012 - 11/27/2021
J.P. MORGAN SECURITIES LLC (BROOKLYN NY)
NY
11/12/2007 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (BROOKLYN NY)
BOTH
Issued 02/17/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/21/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/19/2012
Series 7 - General Securities Representative Examination
BC
Issued 11/09/2007
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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