Unclaimed
Laura Baughman is a registered representative with Edward Jones. Laura has been in the financial industry since November 2018, working for Edward Jones for over 5 years. She is licensed in Missouri. Laura holds the Series 66, Series 7, and Series 7TO licenses. She is also a Registered Investment Advisor Representative. She has 4 approved registrations with FINRA and the state of Missouri, including one approved IA state registration. Laura's specializations include providing financial planning, pension consulting, and portfolio management for individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
MO
01/31/2023 - Present
Edward Jones (St. Louis MO)
MO
07/06/2018 - 10/17/2018
EDWARD JONES (ST. LOUIS MO)
MO
11/11/2014 - 06/14/2018
EDWARD JONES (ST. LOUIS MO)
BOTH
Issued 12/05/2022
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/10/2022
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/11/2014
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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