Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Laura? Claim Your ProfileLaura Sterling is a registered representative with Schwab Wealth Advisory, Inc. Laura has been in the securities industry since June 10, 2000. Laura Sterling is licensed to conduct securities business in 53 states. Laura is also registered with the state of Florida as an Investment Advisor Representative. Laura has earned the Series 7, Series 63 and Series 66 registrations. Laura is located in the Winter Park branch office of Schwab Wealth Advisory, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Swa program paid by wrap sponsor pursuant to cost plan formula.
1
2
FL
12/14/2020 - Present
Schwab Wealth Advisory, Inc. (Winter Park FL)
TX
10/07/2004 - 11/22/2004
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
TX
01/02/2000 - 09/30/2004
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
BOTH
Issued 06/24/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/24/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/28/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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