Unclaimed
Laura Holland is a financial advisor with Principal Securities, Inc. Laura has been in the industry since July 14, 2011. Laura is registered in 34 states. Laura has a Series 7, Series 6, and Series 63 license. Laura specializes in providing financial planning, investment management, and retirement planning services to individuals, high-net-worth individuals, and corporations. Laura has been with Principal Securities, Inc. since May 17, 2017. Previously, Laura worked for Northwestern Mutual Investment Services, LLC and Princor Financial Services Corporation. Laura is committed to providing her clients with personalized financial advice and helping them reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Seminar fees, solicitors fees, subscription consulting fees
1
2
IA
05/17/2017 - Present
Principal Securities, Inc. (DES MOINES IA)
IA
10/11/2016 - 05/11/2017
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (urbandale IA)
IA
04/18/1995 - 07/19/2000
PRINCOR FINANCIAL SERVICES CORPORATION (DES MOINES IA)
BC
Issued 01/31/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/11/2016
Series 7 - General Securities Representative Examination
BC
Issued 04/13/1995
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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