Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Latricia? Claim Your ProfileLatricia Peck is a financial advisor who has been working in the financial industry since 2011. Latricia is currently registered with Northwestern Mutual Investment Services, LLC. Previously, Latricia worked with several firms, including Transamerica Financial Advisors, Inc, Key Investment Services LLC, BBVA Securities Inc., Charles Schwab & Co., Inc., First Command Financial Planning, Inc., Allstate Financial Services, LLC, and TIAA-CREF Individual & Institutional Services, LLC. Latricia holds several securities licenses, including Series 6, Series 7, Series 24, Series 52, Series 53, and Series 63, as well as the SIE. Latricia offers investment research and referrals to other advisors. Latricia is currently registered to provide securities and investment advisory services in Ohio and Wisconsin.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
WI
08/30/2022 - Present
Northwestern Mutual Investment Services, LLC (Milwaukee WI)
GA
07/20/2021 - 07/15/2022
TRANSAMERICA FINANCIAL ADVISORS, INC (JOHNS CREEK GA)
OH
12/23/2020 - 07/15/2021
KEY INVESTMENT SERVICES LLC (BROOKLYN OH)
TX
04/30/2019 - 12/21/2020
BBVA SECURITIES INC. (DALLAS TX)
TX
06/05/2018 - 04/12/2019
CHARLES SCHWAB & CO., INC. (Fort Worth TX)
TX
05/31/2017 - 03/22/2018
FIRST COMMAND FINANCIAL PLANNING, INC. (FORT WORTH TX)
TX
11/05/2015 - 05/30/2017
ALLSTATE FINANCIAL SERVICES, LLC (DALLAS TX)
NC
02/21/2011 - 08/12/2015
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (CHARLOTTE NC)
IA
Issued 09/15/2017
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/01/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/28/2019
Series 53 - Municipal Securities Principal Examination
BC
Issued 05/13/2015
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/18/2017
Series 52 - Municipal Securities Representative Examination
BC
Issued 12/02/2014
Series 7 - General Securities Representative Examination
BC
Issued 02/18/2011
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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