Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lathomas? Claim Your ProfileLathomas Dante Graves is a financial advisor with over 10 years of experience in the industry. Lathomas is currently registered with Fidelity Brokerage Services LLC and is also a Registered Principal. Lathomas has held previous positions with TD Ameritrade, Inc. and TD Ameritrade Clearing, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
RI
07/12/2021 - Present
Fidelity Brokerage Services LLC (SMITHFIELD RI)
NE
12/18/2020 - 06/02/2021
TD AMERITRADE CLEARING, INC. (OMAHA NE)
NE
07/29/2013 - 06/02/2021
TD AMERITRADE, INC. (OMAHA NE)
BOTH
Issued 11/06/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/05/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/09/2021
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 07/27/2021
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 04/28/2015
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/29/2013
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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