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Lathan Mahaffey

J.p. Morgan Institutional Investments Inc.

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About Lathan Mahaffey

Lathan Mahaffey is a financial professional with over 15 years of experience in the industry. Lathan is currently registered with J.p. Morgan Institutional Investments Inc. in New York, NY and has been with the firm since January 2011. Previously, Lathan worked at JPMorgan Distribution Services, Inc. in Columbus, OH, Hartford Securities Distribution Company, Inc. in Simsbury, CT and MFS Fund Distributors, Inc. in Boston, MA. Lathan holds a number of licenses and certifications including Series 3, 6, 26, 30, 63 and SIE.

Firm Information

Lathan Mahaffey is currently registered with J.p. Morgan Institutional Investments Inc.. J.P. Morgan Institutional Investments Inc. is a corporation formed on May 26, 1999. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

526

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Lathan Mahaffey’s Registration & Firm History

NY

01/03/2011 - Present

J.p. Morgan Institutional Investments Inc. (New York NY)

OH

11/16/2010 - 01/03/2011

JPMORGAN DISTRIBUTION SERVICES, INC. (COLUMBUS OH)

CT

02/29/2008 - 10/19/2010

HARTFORD SECURITIES DISTRIBUTION COMPANY, INC. (SIMSBURY CT)

MA

06/13/2006 - 02/29/2008

MFS FUND DISTRIBUTORS, INC. (BOSTON MA)

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Licenses & Designations

BC

Issued 06/29/2006

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/20/2018

Series 30 - NFA Branch Manager Examination

BC

Issued 07/01/2016

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/03/2018

Series 3 - National Commodity Futures Examination

BC

Issued 06/12/2006

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Lathan Mahaffey.
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