Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Larue? Claim Your ProfileLarue Shiras Rocha is an investment advisor registered in California. Larue has been in the industry for 37 years. Larue is currently registered with Osaic Wealth, Inc., a firm with 437,201 total accounts and 94.6 billion dollars in assets under management. Larue has previous registrations with Securities America, Inc., Brecek & Young Advisors, Inc., Transamerica Financial Resources, Inc., and Transamerica Securities Sales Corporation. Larue has passed the Securities Industry Essentials Examination and the Investment Company Products/Variable Contracts Representative Examination. Larue has a broad range of specializations, and works with individuals, high net worth individuals, corporations, trusts, charitable organizations, and pension and profit-sharing plans. Larue provides financial planning services, pension consulting services, educational seminars, and selection of other advisors. Larue's main office is located at 448 Redcliff Drive, Ste 213 in Redding, CA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
06/14/2024 - Present
Osaic Wealth, Inc. (REDDING CA)
CA
01/23/2009 - 06/14/2024
SECURITIES AMERICA, INC. (REDDING CA)
CA
04/08/1997 - 01/23/2009
BRECEK & YOUNG ADVISORS, INC. (REDDING CA)
CA
09/28/1987 - 04/29/1997
TRANSAMERICA FINANCIAL RESOURCES, INC. (LOS ANGELES CA)
CA
09/28/1987 - 08/01/1995
TRANSAMERICA SECURITIES SALES CORPORATION (LOS ANGELES CA)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/25/1987
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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