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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lars? Claim Your ProfileLars Monroe is a financial advisor registered in 29 states, and the District of Columbia. Lars has over 30 years of experience in the industry, having worked for several prominent firms including Lehman Brothers and Citigroup. Lars currently works at Wealthpenn.comllc, where he is a registered representative and investment advisor representative. Lars has a wide range of experience in investment advisory services and financial planning for individuals, businesses, and institutional clients. He also has extensive experience in managing assets for investment companies and pooled investment vehicles. Lars Monroe is committed to providing high-quality investment advice and financial planning services to his clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
CA
05/05/2020 - Present
Wealthpenn.comllc (San Francisco CA)
CA
09/13/2002 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (SAN FRANCISCO CA)
NY
11/09/1989 - 09/24/2002
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
11/09/1989 - 10/23/1995
LEHMAN GOVERNMENT SECURITIES INC.
NA
11/09/1989 - 07/18/1994
LEHMAN SPECIAL SECURITIES INC.
IA
Issued 4/12/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 4/2/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/18/2005
Series 31 - Futures Managed Funds Examination
BC
Issued 11/18/1989
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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