Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lars? Claim Your ProfileLars Gwartney is a financial advisor who has been in the industry since 2011. Lars is registered with the Financial Industry Regulatory Authority (FINRA) as well as thirteen state securities regulators. Lars is currently employed with Northwestern Mutual Investment Services, LLC and is located in Tulsa, OK. Lars has passed a number of industry exams including the Series 6, 7, and 63. Lars is also a holder of the Securities Industry Essentials (SIE) exam. Lars has Series 6, 7, and 63 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
OK
09/02/2011 - Present
Northwestern Mutual Investment Services, LLC (TULSA OK)
BC
Issued 09/12/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/04/2013
Series 7 - General Securities Representative Examination
BC
Issued 09/01/2011
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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