Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lars? Claim Your ProfileLars Ernst is a financial professional with over 13 years of experience in the financial services industry. Lars is currently registered with Pentegra Distributors Inc. and is a Series 7, 24, 63, 99TO, and SIE licensed professional. Lars is a compliance officer with a focus on Operations and General Securities. Lars previously worked at Fieldstone Services Corp. in New York, NY.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
04/24/2015 - Present
Pentegra Distributors Inc. (WHITE PLAINS NY)
NY
07/26/2010 - 04/06/2015
FIELDSTONE SERVICES CORP. (NEW YORK NY)
BC
Issued 11/29/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 14 - Compliance Officer Examination
BC
Issued 10/23/2014
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/23/2010
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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