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Larry William Little

Northwestern Mutual Investment Services, LLC

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About Larry William Little

Larry William Little is a financial professional with over 10 years of experience in the financial services industry. Larry is currently registered with Northwestern Mutual Investment Services, LLC. Previously, Larry was registered with a number of firms including National Securities Corporation, Trade Monster, Optionshouse, LLC, Newedge USA, LLC, NewAlliance Investments, Inc., and MML Investors Services, Inc. Larry holds Series 63, Series 24, SIE, and Series 7 licenses. Larry is registered in Wisconsin and Illinois.

Firm Information

Larry Little is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Larry Little’s Registration & Firm History

WI

07/16/2021 - Present

Northwestern Mutual Investment Services, LLC (Milwaukee WI)

IL

12/01/2016 - 04/21/2021

NATIONAL SECURITIES CORPORATION (CHICAGO IL)

IL

01/21/2015 - 01/30/2015

TRADE MONSTER (CHICAGO IL)

IL

04/14/2014 - 01/21/2015

OPTIONSHOUSE, LLC (CHICAGO IL)

IL

06/09/2010 - 01/09/2014

NEWEDGE USA, LLC (CHICAGO IL)

CT

03/08/2010 - 04/09/2010

NEWALLIANCE INVESTMENTS, INC. (NEW HAVEN CT)

MA

09/27/2007 - 10/28/2009

MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)

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Licenses & Designations

BC

Issued 12/30/2016

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/31/2008

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/26/2007

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Larry William Little. Review regulatory record here.
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