Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Larry? Claim Your ProfileLarry Wayne Osa is a financial advisor with over 35 years of experience in the industry. Larry is currently registered with Robert W. Baird & Co. Inc. and holds a Series 63, 66, 3, and 7 licenses. Larry has previously worked with A. G. Edwards & Sons, Inc., RBC Capital Markets, LLC, and Rauscher Pierce Refsnes, Inc. In addition to providing financial advice, Larry serves on the board of directors for Sunshine Dog Rescue, a non-profit organization.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
See schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Hard dollar payments for research
1
2
AZ
06/21/2019 - Present
Robert W. Baird & Co. Inc. (Peoria AZ)
AZ
12/07/2007 - 07/08/2019
RBC CAPITAL MARKETS, LLC (PEORIA AZ)
AZ
06/25/1990 - 12/14/2007
A. G. EDWARDS & SONS, INC. (SUN CITY AZ)
TX
03/20/1985 - 07/13/1990
RAUSCHER PIERCE REFSNES, INC. (DALLAS TX)
NA
06/28/1982 - 02/21/1984
E. F. HUTTON & COMPANY INC
BOTH
Issued 06/27/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/01/1982
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/17/1982
Series 3 - National Commodity Futures Examination
BC
Issued 06/19/1982
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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