Invested Better
Unclaimed

Unclaimed

Unclaimed

Larry Wayne Karban

Nations Financial Group, Inc.

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Larry? Claim Your Profile

About Larry Wayne Karban

Larry Wayne Karban has been in the financial services industry since 1984. Larry is a Registered Representative and Investment Advisor Representative with Nations Financial Group, Inc. Larry is licensed to provide investment advice in Tennessee and Texas and has a strong background in portfolio management. Larry is a Certified Financial Planner and has received the Series 63, 65, 7, 8, 9, 10, and SIE licenses. Prior to joining Nations Financial Group, Inc. Larry worked with Wells Fargo Advisors Financial Network, LLC and Morgan Stanley DW Inc. Larry specializes in providing financial advice to high-net-worth individuals, corporations, and charitable organizations.

Firm Information

Larry Karban is currently registered with Nations Financial Group, Inc.. Nations Financial Group, Inc. is a corporation formed in 1997 that provides financial planning, pension consulting, selection of other advisers, portfolio management for businesses and individuals, and other advisory services. The firm manages approximately $3.4 billion in assets for a variety of clients, including high net worth individuals, corporations, charitable organizations, and pension and profit sharing plans. The firm has offices in Cedar Rapids, IA and is registered with the SEC and in 51 states.
Nations Financial Group, Inc.

3925 FOUNTAINS BLVD NE

CEDAR RAPIDS, IA 52411

$3.40B

Assets Under Management

Not reported

Total Clients

91

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

check

pension consulting services

Guidance on pension options to ensure a secure financial future.

check

selection of other advisors

Helps you choose top advisors aligned with your financial goals.

check

portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

check

portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

fixed fees

Set rates for specific services, regardless of time or assets managed.

check

percentage of assets

A percentage of the total value of assets under management is charged.

Find Your Ideal Financial Advisor

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Larry Karban’s Registration & Firm History

TN

02/21/2023 - Present

Nations Financial Group, Inc. (Memphis TN)

TN

12/13/2006 - 02/14/2022

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (MEMPHIS TN)

TN

02/24/1984 - 12/14/2006

MORGAN STANLEY DW INC. (MEMPHIS TN)

Not sure if Larry Wayne Karban is right for you?

Licenses & Designations

IA

Issued 07/18/1996

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 02/22/1984

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 01/02/2023

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 12/10/1993

Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/18/1984

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Larry Wayne Karban.
Not sure if Larry Wayne Karban is right for you?