Unclaimed
Larry Wayne Karban has been in the financial services industry since 1984. Larry is a Registered Representative and Investment Advisor Representative with Nations Financial Group, Inc. Larry is licensed to provide investment advice in Tennessee and Texas and has a strong background in portfolio management. Larry is a Certified Financial Planner and has received the Series 63, 65, 7, 8, 9, 10, and SIE licenses. Prior to joining Nations Financial Group, Inc. Larry worked with Wells Fargo Advisors Financial Network, LLC and Morgan Stanley DW Inc. Larry specializes in providing financial advice to high-net-worth individuals, corporations, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
TN
02/21/2023 - Present
Nations Financial Group, Inc. (Memphis TN)
TN
12/13/2006 - 02/14/2022
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (MEMPHIS TN)
TN
02/24/1984 - 12/14/2006
MORGAN STANLEY DW INC. (MEMPHIS TN)
IA
Issued 07/18/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/22/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 12/10/1993
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/18/1984
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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