Unclaimed
Larry Todd Hill is a financial advisor with UBS Financial Services Inc. in Houston, Texas. Larry Hill is also a registered Investment Advisor Representative for this firm. Larry Hill has been in the financial services industry since 1985. Larry Hill has worked with a number of firms during his career, including Morgan Stanley Smith Barney, Citigroup Global Markets Inc., Fidelity Brokerage Services LLC, and Advantage Capital Corporation. Larry Hill holds Series 7, Series 10, Series 24, Series 31 and Series 66 licenses. Larry Hill specializes in financial planning, portfolio management for individuals, and portfolio management for businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
TX
11/03/2011 - Present
UBS Financial Services Inc. (HOUSTON TX)
TX
06/01/2009 - 11/16/2011
MORGAN STANLEY SMITH BARNEY (HOUSTON TX)
TX
02/01/2002 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (HOUSTON TX)
RI
02/13/1998 - 02/22/2002
FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)
GA
01/29/1997 - 02/05/1998
ADVANTAGE CAPITAL CORPORATION (ATLANTA GA)
CA
10/25/1990 - 07/15/1996
FINANCIAL NETWORK INVESTMENT CORPORATION (EL SEGUNDO CA)
CO
03/26/1986 - 11/23/1990
THE STUART-JAMES COMPANY, INCORPORATED (DENVER CO)
NA
04/24/1985 - 03/31/1986
FIRST JERSEY SECURITIES, INC.
BOTH
Issued 11/08/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/20/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/03/1988
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/13/2009
Series 31 - Futures Managed Funds Examination
BC
Issued 04/20/1985
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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