Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Larry? Claim Your ProfileLarry Swaney is a registered representative of Wells Fargo Advisors Financial Network, LLC, with over 39 years of experience in the financial services industry. Larry's career began in 1983 and has included roles at A. G. Edwards & Sons, Inc., The Robinson-Humphrey Company Inc., and Wells Fargo Clearing Services, LLC. He holds a Series 63, 66, 3, 7, 8, 9, 10 and SIE license. Larry's primary office is located in Raleigh, NC. He is also registered in 24 states and has experience working with a variety of clients including individuals, corporations, insurance companies, charitable organizations, pension and profit-sharing plans, and state or municipal government entities. Larry provides investment advisory services to individuals and businesses through Wells Fargo Advisors Financial Network, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NC
01/17/2020 - Present
Wells Fargo Advisors Financial Network, LLC (RALEIGH NC)
NC
01/01/2008 - 01/17/2020
WELLS FARGO CLEARING SERVICES, LLC (RALEIGH NC)
VA
12/16/1987 - 01/03/2008
A. G. EDWARDS & SONS, INC. (DANVILLE VA)
NA
11/23/1983 - 02/27/1987
THE ROBINSON-HUMPHREY COMPANY INC.
BOTH
Issued 04/13/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/21/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/30/1995
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/19/1983
Series 7 - General Securities Representative Examination
BC
Issued 10/03/1983
Series 3 - National Commodity Futures Examination
Active
Inactive
F
FINRA
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