Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Larry? Claim Your ProfileLarry M. Schnaid is an Investment Advisor Representative with Merrill Lynch, Pierce, Fenner & Smith Incorporated. Larry has been in the securities industry since 2002 and has a broad range of experience in providing financial and investment advice. Larry has held previous positions with UBS Financial Services Inc., RBC Capital Markets, LLC, Wachovia Securities, LLC, A. G. Edwards & Sons, Inc. and Citigroup Global Markets Inc. Larry has a proven track record of success in helping clients achieve their financial goals. Larry is registered with the Financial Industry Regulatory Authority (FINRA) and holds the Series 7, 9, 10, 31 and 66 securities licenses. Larry also holds the Series 63 license and is registered with the Securities and Exchange Commission (SEC) as an investment advisor representative.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
07/19/2022 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (LOS ANGELES CA)
CA
02/24/2012 - 07/26/2022
UBS FINANCIAL SERVICES INC. (Sherman Oaks CA)
CA
09/12/2008 - 03/08/2012
RBC CAPITAL MARKETS, LLC (BEVERLY HILLS CA)
CA
01/01/2008 - 09/16/2008
WACHOVIA SECURITIES, LLC (BEVERLY HILLS CA)
CA
02/28/2005 - 01/03/2008
A. G. EDWARDS & SONS, INC. (BEVERLY HILLS CA)
NY
11/20/2002 - 03/16/2005
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
BOTH
Issued 8/5/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/21/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/13/2009
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/28/2009
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 3/18/2009
Series 31 - Futures Managed Funds Examination
BC
Issued 11/19/2002
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
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