Unclaimed
Larry Brown is a financial advisor with Commonwealth Financial Network in Albuquerque, New Mexico. Larry has been working in the financial services industry since 2009. Larry holds Series 66, 7 and SIE licenses. Larry is registered with the state of New Mexico and 28 other states. Larry specializes in financial planning, pension consulting, educational seminars, and portfolio management for businesses and individuals. Larry is also registered as an Investment Advisor Representative (IAR) in New Mexico. Larry has over 10 years of experience working in the financial industry.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NM
08/01/2017 - Present
Commonwealth Financial Network (Albuquerque NM)
NM
05/04/2009 - 08/02/2017
INVEST FINANCIAL CORPORATION (ALBUQUERQUE NM)
BOTH
Issued 06/15/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/01/2009
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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