Unclaimed
Larry Randolph Isley is a financial advisor with Stifel, Nicolaus & Company, Inc. Larry has been in the industry since 1972. Larry Isley is licensed to offer investment advice in Virginia, and has passed the Series 7TO, Series 63, SIE, PC, and Series 1 exams. Larry Isley is also registered with the state of Virginia as an Investment Advisor Representative. Larry Isley has prior experience with Scott & Stringfellow, LLC, Wachovia Securities, LLC, and First Union Capital Markets Corp. Larry Isley is a member of the Beaver Hills Development Corp. Board of Directors and is on the Board of Trustees for Piedmont Arts. Larry Isley is also the Secretary of the Beaver Hills Development Corp.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
VA
01/03/2013 - Present
Stifel, Nicolaus & Company, Inc. (MARTINSVILLE VA)
VA
06/16/2003 - 01/08/2013
SCOTT & STRINGFELLOW, LLC (MARTINSVILLE VA)
MO
10/01/1999 - 06/19/2003
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
NC
03/07/1972 - 10/01/1999
FIRST UNION CAPITAL MARKETS CORP. (CHARLOTTE NC)
BC
Issued 05/27/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/01/1977
PC - AMEX Put and Call Exam
BC
Issued 08/13/1969
Series 1 - Registered Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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