Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Larry? Claim Your ProfileLarry Plaxe is a financial advisor with Wells Fargo Clearing Services, LLC. Larry has been working in the financial industry since 1986 and has been registered with FINRA since 1986. Larry is a registered representative in New Jersey, Texas, Alabama, California, Florida, Georgia, Idaho, Illinois, Louisiana, Missouri, Nevada, New Hampshire, New Jersey, New York, Ohio, Oklahoma, Pennsylvania, South Carolina, Tennessee, Texas, Wyoming, and has passed the SIE, Series 7, and Series 63 examinations. Larry has also passed the Uniform Investment Adviser Law Examination (Series 65). Prior to joining Wells Fargo Clearing Services, LLC, Larry worked for RBC Capital Markets, LLC, J.B. Hanauer & Co., RBC Dain Rauscher Inc., Tucker Anthony Incorporated, and Gibraltar Securities Co. Larry holds a number of specializations including: Estate planning and conservation, Retirement planning, College savings, Charitable planning, and Insurance and annuity planning. Larry is also an Executor for his mother's estate, a consultant for Sunrise Services LLC, Vice President of Finance and Investment Committee Member for Temple Shalom of West Essex and a 50% owner of Milbrook Business Solutions LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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NJ
01/03/2011 - Present
Wells Fargo Clearing Services, LLC (FLORHAM PARK NJ)
NJ
10/09/2009 - 12/17/2010
RBC CAPITAL MARKETS, LLC (PARSIPPANY NJ)
NJ
07/12/2002 - 10/09/2009
J. B. HANAUER & CO. (PARSIPPANY NJ)
NY
03/09/2002 - 07/18/2002
RBC DAIN RAUSCHER INC. (NEW YORK NY)
MA
09/01/1999 - 03/09/2002
TUCKER ANTHONY INCORPORATED (BOSTON MA)
NJ
05/04/1994 - 09/01/1999
GIBRALTAR SECURITIES CO. (FLORHAM PARK NJ)
NJ
08/28/1986 - 05/03/1994
HYM FINANCIAL, INC. (CLIFTON NJ)
IA
Issued 11/03/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/24/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/19/1986
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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