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Larry Nmn Rosenshein

Tradition Securities AND Derivatives LLC

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About Larry Nmn Rosenshein

Larry Rosenshein is a financial professional with over 35 years of experience in the industry. Larry has a broad range of experience with several firms including Tradition Securities and Derivatives LLC, TFS Derivatives LLC, Tradition Asiel Securities Inc., Drexel Burnham Lambert Incorporated, and D. H. Blair & Co., Inc. Larry holds multiple FINRA licenses, including Series 3, 7, 24, 52, 63, and 99, as well as a SIE. Larry is registered with the state of Connecticut and Florida.

Firm Information

Larry Rosenshein is currently registered with Tradition Securities AND Derivatives LLC. Tradition Securities AND Derivatives LLC is a Limited Liability Company formed on March 30, 1989. The firm is registered with the SEC and in 44 states.

Not reported

Assets Under Management

Not reported

Total Clients

73

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Larry Rosenshein’s Registration & Firm History

NY

04/28/2016 - Present

Tradition Securities AND Derivatives LLC (New York NY)

NY

06/23/2009 - 07/26/2011

TRADITION ASIEL SECURITIES INC. (NEW YORK NY)

NA

02/20/1987 - 12/24/1987

DREXEL BURNHAM LAMBERT INCORPORATED

NA

07/23/1986 - 02/26/1987

D. H. BLAIR & CO., INC.

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Licenses & Designations

BC

Issued 08/15/1986

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/10/2011

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 01/02/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/07/2016

Series 3 - National Commodity Futures Examination

BC

Issued 06/22/2009

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq ISE, LLC

N

Nasdaq Stock Market

Disclosures

There is public disclosure for Larry Nmn Rosenshein. Review regulatory record here.
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