Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Larry? Claim Your ProfileLarry Walton is a registered representative of Cambridge Investment Research Advisors, Inc. Larry has been in the securities industry since 1995. Larry has a Series 6, Series 22, Series 63, SIE and Series 99TO. Larry is currently registered in Arizona, California, Colorado, Idaho, Montana, and Texas. Larry is also registered as an Investment Advisor Representative in Colorado and Texas. Larry works in the Boulder, CO office.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
AZ
01/05/2016 - Present
Cambridge Investment Research Advisors, Inc. (Scottsdale AZ)
CO
05/19/2008 - 08/05/2013
FIRST ALLIED SECURITIES, INC. (BOULDER CO)
CO
07/31/1999 - 05/19/2008
MULTI-FINANCIAL SECURITIES CORPORATION (BOULDER CO)
MA
03/01/1996 - 07/26/1999
MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)
NA
10/02/1995 - 03/01/1996
G. R. PHELPS & CO., INC.
BC
Issued 01/07/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/23/2006
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 09/29/1995
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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