Unclaimed
Larry Michael Bach is a registered representative with Principal Securities, Inc. Larry has been in the securities industry since 1990. Larry has held previous roles at Prudential Investment Management Services LLC, Princor Financial Services Corporation, and Dreyfus Service Corporation. Larry holds the Series 6, Series 7, and Series 63 licenses and the SIE exam. Larry is registered with the state of Connecticut, Massachusetts, New Jersey, New York, and Pennsylvania. Larry specializes in providing financial planning, pension consulting, and portfolio management for individuals. Larry is a board member of the Fair Lawn Jewish Center- CBI. Larry is also a bank officer at Principal Bank & Principal Trust Company.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Seminar fees, solicitors fees, subscription consulting fees
1
2
IA
06/30/2021 - Present
Principal Securities, Inc. (DES MOINES IA)
NJ
07/16/2008 - 04/30/2010
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC (NEWARK NJ)
NY
06/28/2004 - 06/30/2008
PRINCOR FINANCIAL SERVICES CORPORATION (NEW YORK NY)
NY
05/18/1990 - 08/12/2002
DREYFUS SERVICE CORPORATION (NEW YORK NY)
BC
Issued 02/23/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/18/2004
Series 7 - General Securities Representative Examination
BC
Issued 02/16/1990
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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