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Larry Marte

Barclays Capital Inc.

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About Larry Marte

Larry Marte is a financial professional with experience in the industry since 2017. Larry is currently registered with Barclays Capital Inc. Larry has previously held positions with BOFA Securities, INC., Barclays Capital Inc., and NYLIFE Securities LLC. Larry holds the Series 6, SIE, and Series 99TO licenses.

Firm Information

Larry Marte is currently registered with Barclays Capital Inc.. Barclays Capital Inc. is a Corporation formed on March 30, 1998 and is registered in all 50 states, as well as the District of Columbia, Puerto Rico and the Virgin Islands. The firm has a history of regulatory and civil events, with 120 regulatory disclosures and 4 civil disclosures on record.

Not reported

Assets Under Management

Not reported

Total Clients

434

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Larry Marte’s Registration & Firm History

NY

01/30/2023 - Present

Barclays Capital Inc. (NEW YORK NY)

NY

11/29/2022 - 01/23/2023

BOFA SECURITIES, INC. (NEW YORK NY)

NY

08/24/2017 - 09/08/2022

BARCLAYS CAPITAL INC. (NEW YORK NY)

NY

06/17/2017 - 08/07/2017

NYLIFE SECURITIES LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/17/2017

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Larry Marte.
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