Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Larry? Claim Your ProfileLarry M. Schnaid is an Investment Advisor Representative with Merrill Lynch, Pierce, Fenner & Smith Inc. Larry has been in the financial industry since November 19, 2002. Larry has registrations in both the Broker-Dealer and Investment Advisor capacities in many states. Larry previously worked at UBS Financial Services Inc., RBC Capital Markets, LLC, Wachovia Securities, LLC, A. G. Edwards & Sons, Inc., and Citigroup Global Markets Inc. Larry is a member of the Charitable Gift Annuity Committee for the Jewish Home for the Aging in Los Angeles. Larry also serves on the Board of Directors for The Guardians in Los Angeles.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
07/19/2022 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (LOS ANGELES CA)
CA
02/24/2012 - 07/26/2022
UBS FINANCIAL SERVICES INC. (Sherman Oaks CA)
CA
09/12/2008 - 03/08/2012
RBC CAPITAL MARKETS, LLC (BEVERLY HILLS CA)
CA
01/01/2008 - 09/16/2008
WACHOVIA SECURITIES, LLC (BEVERLY HILLS CA)
CA
02/28/2005 - 01/03/2008
A. G. EDWARDS & SONS, INC. (BEVERLY HILLS CA)
NY
11/20/2002 - 03/16/2005
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
BOTH
Issued 08/05/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/21/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/13/2009
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/28/2009
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/18/2009
Series 31 - Futures Managed Funds Examination
BC
Issued 11/19/2002
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
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