Unclaimed
Larry Leon Hyatt is a registered representative with Merrill Lynch, Pierce, Fenner & Smith Inc. and has been in the securities industry since 1997. Larry Leon Hyatt has been with Merrill Lynch, Pierce, Fenner & Smith Inc. since September 2016. Larry Leon Hyatt has worked at several other firms including J.P. MORGAN SECURITIES LLC, CHASE INVESTMENT SERVICES CORP., MORGAN STANLEY SMITH BARNEY, CITIGROUP GLOBAL MARKETS INC., MORGAN STANLEY DW INC., U.S. BANCORP INVESTMENTS, INC., RICHFIELD SECURITIES, INC., TAI PAN SECURITIES, BLINDER, ROBINSON & CO., INC., and SHEARSON LEHMAN BROTHERS INC. Larry Leon Hyatt has a Series 63 and a Series 65 license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
OR
09/09/2016 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (SALEM OR)
OR
10/01/2012 - 09/21/2016
J.P. MORGAN SECURITIES LLC (SALEM OR)
OR
08/20/2009 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (SALEM OR)
OR
06/01/2009 - 08/24/2009
MORGAN STANLEY SMITH BARNEY (SALEM OR)
OR
08/25/2005 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (SALEM OR)
NY
03/07/2000 - 08/29/2005
MORGAN STANLEY DW INC. (PURCHASE NY)
MN
12/09/1998 - 01/11/2000
U.S. BANCORP INVESTMENTS, INC. (SAINT PAUL MN)
NA
01/19/1989 - 03/07/1989
RICHFIELD SECURITIES, INC.
NA
11/04/1988 - 12/16/1988
TAI PAN SECURITIES
NA
04/29/1988 - 09/13/1988
BLINDER, ROBINSON & CO., INC.
NA
08/07/1987 - 12/11/1987
SHEARSON LEHMAN BROTHERS INC.
NA
05/22/1986 - 05/06/1987
BLINDER, ROBINSON & CO.,INC.
IA
Issued 03/23/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/04/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/25/2018
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 05/21/2018
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/27/1988
Series 24 - General Securities Principal Examination
BC
Issued 05/19/1988
Series 4 - Registered Options Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/10/2018
Series 31 - Futures Managed Funds Examination
BC
Issued 03/06/2000
Series 7 - General Securities Representative Examination
BC
Issued 11/04/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 08/24/1987
Series 3 - National Commodity Futures Examination
BC
Issued 08/06/1987
Series 15 - Foreign Currency Options Examination
BC
Issued 08/06/1987
Series 5 - Interest Rate Options Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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