Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Larry? Claim Your ProfileLarry Rothenberg is a registered investment advisor representative with Rockefeller Financial LLC and Rockefeller Capital Management. Larry has been in the financial services industry since June 1983. Larry has a wide range of experience, having worked at several firms, including Merrill Lynch, Pierce, Fenner & Smith Incorporated and First Republic Securities Company, LLC. Larry specializes in portfolio management for individuals and businesses, and financial planning. Larry is also a board member for Golda Och Academy and Daughters of Israel, where Larry is involved in their investment committees.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NY
04/19/2023 - Present
Rockefeller Financial LLC (New York NY)
NY
01/20/2017 - 05/16/2023
FIRST REPUBLIC SECURITIES COMPANY, LLC (NEW YORK NY)
NY
05/20/1996 - 01/26/2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
04/26/1985 - 05/22/1996
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
06/29/1983 - 04/23/1985
PRUDENTIAL-BACHE SECURITIES INC.
NA
11/24/1982 - 12/08/1982
MACPEG ROSS AND GOLDABER SECURITIES, INC.
IA
Issued 02/13/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/04/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 05/27/1994
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/13/1997
Series 31 - Futures Managed Funds Examination
BC
Issued 04/10/1984
Series 3 - National Commodity Futures Examination
BC
Issued 11/20/1982
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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