Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Larry? Claim Your ProfileLarry Kauffman is a financial advisor with over 40 years of experience in the industry. Larry is currently registered with SPC, a firm based in Ann Arbor, MI. Larry's previous experience includes working with WS Griffith Securities, Inc., Phoenix Equity Planning Corporation, Keogler, Morgan & Company, Inc., The Planner's Securities Group, Inc., FSC Securities Corporation and Mutual Benefit Financial Service Company. Larry is a licensed Investment Advisor Representative in Arkansas, Iowa, Tennessee and Texas. Larry's specialties include financial planning, pension consulting, and educational seminars. Larry is committed to providing his clients with the highest level of service and expertise.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consultation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Seminar attendance fees
1
2
MI
03/17/2004 - Present
SPC (ANN ARBOR MI)
CT
11/29/1993 - 02/14/2003
WS GRIFFITH SECURITIES, INC. (HARTFORD CT)
CT
01/08/1992 - 11/29/1993
PHOENIX EQUITY PLANNING CORPORATION (HARTFORD CT)
GA
01/19/1990 - 12/23/1991
KEOGLER, MORGAN & COMPANY, INC. (ATLANTA GA)
GA
03/21/1988 - 10/07/1989
THE PLANNER'S SECURITIES GROUP, INC. (ATLANTA GA)
NA
07/02/1986 - 03/29/1988
FSC SECURITIES CORPORATION
NA
11/20/1981 - 07/07/1986
MUTUAL BENEFIT FINANCIAL SERVICE COMPANY
IA
Issued 11/23/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/13/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/26/1995
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/15/1985
Series 7 - General Securities Representative Examination
BC
Issued 01/04/1982
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 11/13/1981
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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