Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Larry? Claim Your ProfileLarry Lazelle Harper is an investment advisor representative with Oppenheimer & Co. Inc., a firm with over $1 billion to $10 billion in assets under management. Larry Lazelle Harper has been in the securities industry since September 5, 1976. Larry Lazelle Harper has held previous roles at JANNEY MONTGOMERY SCOTT LLC, TUCKER ANTHONY INCORPORATED, WHEAT, FIRST SECURITIES, INC., BUTCHER & SINGER INC., PRUDENTIAL-BACHE SECURITIES INC., MABON, NUGENT & CO., MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, LOEB PARTNERS, LOEB RHOADES & CO. INC., and LOEB, RHOADES & CO. INC.. Larry Lazelle Harper is registered in 19 states and holds a Series 7, Series 5, Series 63, Series 65, PC and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
NY
04/07/2021 - Present
Oppenheimer & Co. Inc. (NEW YORK NY)
NY
04/08/1999 - 08/07/2008
JANNEY MONTGOMERY SCOTT LLC (NEW YORK NY)
MA
07/29/1994 - 03/17/1999
TUCKER ANTHONY INCORPORATED (BOSTON MA)
NC
01/01/1991 - 07/26/1994
WHEAT, FIRST SECURITIES, INC. (CHARLOTTE NC)
NA
09/22/1988 - 01/01/1991
BUTCHER & SINGER INC.
NA
11/21/1983 - 10/17/1988
PRUDENTIAL-BACHE SECURITIES INC.
NA
07/20/1982 - 11/21/1983
MABON, NUGENT & CO.
NA
11/08/1979 - 03/17/1982
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
NA
01/18/1978 - 09/26/1979
LOEB PARTNERS
NA
01/04/1977 - 01/18/1978
LOEB RHOADES & CO. INC.
NA
03/01/1976 - 01/04/1977
LOEB, RHOADES & CO. INC.
IA
Issued 08/02/2016
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/30/1980
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/09/1985
PC - AMEX Put and Call Exam
BC
Issued 10/16/1981
Series 5 - Interest Rate Options Examination
BC
Issued 02/21/1976
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Larry Harper is the right advisor for you? Invested Better is here to help.
