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Larry Joseph Osborne

Wells Fargo Clearing Services, LLC

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About Larry Joseph Osborne

Larry Joseph Osborne is a financial advisor with over 30 years of experience in the industry. Larry has been registered with Wells Fargo Clearing Services, LLC since 2011 and has held previous registrations with several firms including Wells Fargo Investments, LLC, Chase Investment Services Corp., and BANC One Securities Corporation. Larry holds Series 63 and 65 licenses along with Series 7 and SIE licenses. Larry has expertise in various investment strategies, including but not limited to mutual funds, variable annuities, stocks, bonds, and options. Larry is dedicated to helping his clients achieve their financial goals and providing them with personalized financial advice.

Firm Information

Larry Osborne is currently registered with Wells Fargo Clearing Services, LLC. Wells Fargo Clearing Services, LLC is a Limited Liability Company formed in March 2003 and headquartered in St. Louis, Missouri. They offer a variety of investment advisory services, including financial planning, pension consulting, and portfolio management for individuals, businesses, and institutional clients. With over $10 billion to $50 billion in assets under management, the firm provides services to a diverse client base, including high-net-worth individuals, corporations, charitable organizations, pension plans, and state or municipal government entities. They are registered with the SEC and all 50 states.
Wells Fargo Clearing Services, LLC

ONE NORTH JEFFERSON AVENUE

ST. LOUIS, MO 63103-2205

$558.46B

Assets Under Management

5,927

Total Clients

17,168

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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investment consulting services to institutional clients

Investment consulting services to institutional clients

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Larry Osborne’s Registration & Firm History

AZ

02/28/2020 - Present

Wells Fargo Clearing Services, LLC (MESA AZ)

AZ

02/28/2008 - 01/03/2011

WELLS FARGO INVESTMENTS, LLC (APACHE JUNCTION AZ)

AZ

07/06/2005 - 02/13/2008

CHASE INVESTMENT SERVICES CORP. (MESA AZ)

IL

02/16/2000 - 07/06/2005

BANC ONE SECURITIES CORPORATION (CHICAGO IL)

PA

09/26/1995 - 09/21/1998

VANGUARD MARKETING CORPORATION (MALVERN PA)

MN

08/26/1994 - 05/15/1995

PIPER JAFFRAY INC. (MINNEAPOLIS MN)

NY

02/10/1994 - 09/01/1994

LIBERTY SECURITIES CORPORATION (PURCHASE NY)

VA

12/15/1992 - 02/26/1994

GNA SECURITIES, INC. (GLEN ALLEN VA)

MA

07/23/1990 - 01/05/1993

JOHN HANCOCK DISTRIBUTORS, INC. (BOSTON MA)

MA

07/23/1990 - 01/05/1993

JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY (BOSTON MA)

NA

06/21/1989 - 09/21/1989

INTEGRATED RESOURCES EQUITY CORPORATION

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Licenses & Designations

IA

Issued 08/18/2006

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 07/19/1989

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/17/1989

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe Exchange, Inc.

F

FINRA

N

NYSE American LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There is public disclosure for Larry Joseph Osborne. Review regulatory record here.
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