Unclaimed
Larry Joseph Osborne is a financial advisor with over 30 years of experience in the industry. Larry has been registered with Wells Fargo Clearing Services, LLC since 2011 and has held previous registrations with several firms including Wells Fargo Investments, LLC, Chase Investment Services Corp., and BANC One Securities Corporation. Larry holds Series 63 and 65 licenses along with Series 7 and SIE licenses. Larry has expertise in various investment strategies, including but not limited to mutual funds, variable annuities, stocks, bonds, and options. Larry is dedicated to helping his clients achieve their financial goals and providing them with personalized financial advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
AZ
02/28/2020 - Present
Wells Fargo Clearing Services, LLC (MESA AZ)
AZ
02/28/2008 - 01/03/2011
WELLS FARGO INVESTMENTS, LLC (APACHE JUNCTION AZ)
AZ
07/06/2005 - 02/13/2008
CHASE INVESTMENT SERVICES CORP. (MESA AZ)
IL
02/16/2000 - 07/06/2005
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
PA
09/26/1995 - 09/21/1998
VANGUARD MARKETING CORPORATION (MALVERN PA)
MN
08/26/1994 - 05/15/1995
PIPER JAFFRAY INC. (MINNEAPOLIS MN)
NY
02/10/1994 - 09/01/1994
LIBERTY SECURITIES CORPORATION (PURCHASE NY)
VA
12/15/1992 - 02/26/1994
GNA SECURITIES, INC. (GLEN ALLEN VA)
MA
07/23/1990 - 01/05/1993
JOHN HANCOCK DISTRIBUTORS, INC. (BOSTON MA)
MA
07/23/1990 - 01/05/1993
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY (BOSTON MA)
NA
06/21/1989 - 09/21/1989
INTEGRATED RESOURCES EQUITY CORPORATION
IA
Issued 08/18/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/19/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/17/1989
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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