Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Larry? Claim Your ProfileLarry Joseph Ellis is a financial advisor with over 30 years of experience in the financial services industry. Larry is a Certified Financial Planner™ and currently registered with Raymond James & Associates, Inc. Larry has been with Raymond James since 2007 and has a strong track record of helping clients achieve their financial goals. Prior to joining Raymond James, Larry worked at Merrill Lynch, Pierce, Fenner & Smith Incorporated and Thomson McKinnon Securities Inc. Larry is licensed to provide financial advice in over 20 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
09/12/2022 - Present
Raymond James & Associates, Inc. (ST. PETERSBURG FL)
FL
03/10/1995 - 02/20/2007
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (SAINT PETERSBURG FL)
NA
01/21/1988 - 08/31/1988
THOMSON MCKINNON SECURITIES INC.
NA
08/21/1986 - 01/23/1988
SMITH BARNEY, HARRIS UPHAM & CO., INCORPORATED
IA
Issued 03/28/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/28/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/08/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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