Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Larry? Claim Your ProfileLarry Johnnie Pugliese is a financial advisor with over 40 years of experience in the industry. Larry currently works with Morgan Stanley. Larry has worked with clients in the San Diego area for several years. Prior to Morgan Stanley Larry worked for WELLS FARGO CLEARING SERVICES, LLC and PRUDENTIAL SECURITIES INCORPORATED. Larry holds both Broker-Dealer and Investment Advisor registrations. Larry is registered to provide financial advice to individuals, corporations, investment companies, and insurance companies. Larry is also registered in several states, including Alabama, Arizona, California, Colorado, Delaware, Florida, Oregon, Texas, Virginia, and Washington.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
CA
06/14/2021 - Present
Morgan Stanley (San Diego CA)
CA
07/01/2003 - 06/18/2021
WELLS FARGO CLEARING SERVICES, LLC (SAN DIEGO CA)
NY
06/06/1986 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NA
08/04/1982 - 06/25/1986
KIDDER, PEABODY & CO. INCORPORATED
NA
06/23/1981 - 06/09/1982
OTC NET INCORPORATED
IA
Issued 10/20/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/01/1982
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/05/1990
Series 3 - National Commodity Futures Examination
BC
Issued 06/20/1981
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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