Unclaimed
Larry John Vawter is a financial advisor with LPL Financial LLC based in Kansas City, MO. Larry has been in the financial industry since 1995. Larry is registered as a Registered Representative and Investment Advisor Representative in the state of Missouri. Larry has a broad range of licenses and experience that includes securities, investments and financial planning. Larry has held previous positions with Wells Fargo Advisors, LLC, A. G. Edwards & Sons, Inc., and Smith Hayes Financial Services Corporation. Larry provides financial services to a variety of clients including individuals, businesses, corporations, investment clubs, charitable organizations, and pension and profit sharing plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MO
08/24/2009 - Present
LPL Financial LLC (KANSAS CITY MO)
MO
01/01/2008 - 06/12/2009
WELLS FARGO ADVISORS, LLC (LIBERTY MO)
MO
06/14/1999 - 01/03/2008
A. G. EDWARDS & SONS, INC. (LIBERTY MO)
NE
03/21/1995 - 07/22/1999
SMITH HAYES FINANCIAL SERVICES CORPORATION (LINCOLN NE)
IA
Issued 08/21/2009
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/27/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/02/2011
Series 24 - General Securities Principal Examination
BC
Issued 07/14/1995
Series 4 - Registered Options Principal Examination
BC
Issued 04/17/1995
Series 53 - Municipal Securities Principal Examination
BC
Issued 02/24/1995
Series 27 - Financial and Operations Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/19/1996
Series 3 - National Commodity Futures Examination
BC
Issued 09/17/1988
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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