Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Larry? Claim Your ProfileLarry Swanson is a financial advisor with over 40 years of experience in the financial services industry. Larry is currently registered with Ameriprise Financial Services, LLC in California and Texas. Larry has a wide range of experience in the financial services industry, including time spent with UBS Financial Services, Inc., A. G. Edwards & Sons, Inc., and Smith Barney, Harris Upham & Co., Incorporated. Larry has a broad range of specializations and services, and is a highly experienced advisor with a focus on serving individuals, high-net-worth clients, corporations and businesses, pension and profit-sharing plans, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
06/08/2009 - Present
Ameriprise Financial Services, LLC (STOCKTON CA)
CA
02/01/2002 - 05/13/2009
UBS FINANCIAL SERVICES INC. (STOCKTON CA)
MO
12/03/1984 - 02/12/2002
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
NA
05/01/1978 - 12/07/1984
SMITH BARNEY, HARRIS UPHAM & CO., INCORPORATED
BC
Issued 08/01/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/15/1978
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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