Unclaimed
Larry Luce is a financial professional with Northwestern Mutual Investment Services, LLC, in FORT WORTH, TX. Larry has been in the industry since 2006 and has experience in various aspects of financial services. Larry has earned multiple licenses and certifications including Series 6, 7TO, 24, 26, 63, 99TO and SIE. Larry holds licenses to provide securities services in 51 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
TX
03/03/2006 - Present
Northwestern Mutual Investment Services, LLC (FORT WORTH TX)
BC
Issued 04/01/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/18/2022
Series 24 - General Securities Principal Examination
BC
Issued 08/22/2012
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 06/01/2023
Series 99TO - Operations Professional Examination
BC
Issued 03/17/2022
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/02/2006
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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