Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Larry? Claim Your ProfileLarry Goeas is a financial advisor with Raymond James & Associates, Inc. Larry is a licensed securities professional who has been in the industry since 1983. He is registered with the Securities and Exchange Commission (SEC) and is licensed to sell securities in 32 states. Larry provides financial planning and investment management services to a variety of clients, including individuals, corporations, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
HI
01/29/2022 - Present
Raymond James & Associates, Inc. (Honolulu HI)
HI
08/14/2008 - 02/18/2016
STIFEL, NICOLAUS & COMPANY, INCORPORATED (HONOLULU HI)
HI
01/01/2008 - 08/20/2008
WACHOVIA SECURITIES, LLC (HONOLULU HI)
HI
02/16/2001 - 01/03/2008
A. G. EDWARDS & SONS, INC. (HONOLULU HI)
NY
07/31/1993 - 02/28/2001
SALOMON SMITH BARNEY INC. (NEW YORK NY)
NY
08/23/1983 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
IA
Issued 12/27/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/12/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/19/2004
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/28/2004
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/12/1983
Series 3 - National Commodity Futures Examination
BC
Issued 08/20/1983
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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