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Larry James Kiefer

Great Point Capital LLC

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About Larry James Kiefer

Larry James Kiefer is a financial advisor with over 30 years of experience in the industry. Larry has been registered with Great Point Capital LLC since October 2021. Previously, Larry was a registered representative with Great Nation Investment Corporation, American Investors Group, Inc., Crispin Koehler Securities, A. B. Culbertson and Company, and Thomson McKinnon Securities Inc. Larry holds FINRA Series 7, 63, and SIE licenses and has passed the Uniform Investment Adviser Law Examination (Series 65).

Firm Information

Larry Kiefer is currently registered with Great Point Capital LLC. Great Point Capital LLC is a Limited Liability Company that was formed on August 17, 2000. The firm is registered to do business in all 50 states, as well as the District of Columbia. They have one SEC registration and have been the subject of 11 regulatory events.

Not reported

Assets Under Management

Not reported

Total Clients

83

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Larry Kiefer’s Registration & Firm History

IL

10/18/2021 - Present

Great Point Capital LLC (CHICAGO IL)

TX

10/09/2006 - 08/30/2021

GREAT NATION INVESTMENT CORPORATION (AMARILLO TX)

OK

02/20/1998 - 10/09/2006

AMERICAN INVESTORS GROUP, INC. (GROVE OK)

FL

02/24/1997 - 03/20/1998

CRISPIN KOEHLER SECURITIES (TAMPA FL)

TX

05/18/1989 - 02/02/1998

A. B. CULBERTSON AND COMPANY (FORT WORTH TX)

NA

01/25/1984 - 05/23/1989

THOMSON MCKINNON SECURITIES INC.

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Licenses & Designations

IA

Issued 12/04/2003

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 02/01/1984

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/21/1984

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

I

Investors' Exchange LLC

Disclosures

There is public disclosure for Larry James Kiefer. Review regulatory record here.
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