Unclaimed
Larry Ruble is a financial advisor with over 40 years of experience in the industry. Larry is currently registered with Osaic Wealth, Inc. and has been with them since November 2018. Previously, Larry was associated with Signator Investors, Inc., Transamerica Financial Advisors, Inc, ProEquities, Inc., Advantage Capital Corporation, Jefferson Pilot Securities Corporation, Jefferson-Pilot Investor Services, Inc., Equico Securities, Inc., and The Equitable Life Assurance Society of the United States. Larry holds the Series 63 and Series 65 licenses, as well as the Series 7, Series 1, and SIE licenses. Larry is also a Chartered Financial Consultant. Larry specializes in providing financial planning, pension consulting, educational seminars, selection of other advisors, portfolio management for businesses, and portfolio management for individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
IN
11/02/2018 - Present
Osaic Wealth, Inc. (YORKTOWN IN)
IN
05/13/2016 - 11/02/2018
SIGNATOR INVESTORS, INC. (YORKTOWN IN)
IN
09/21/2000 - 05/13/2016
TRANSAMERICA FINANCIAL ADVISORS, INC (YORKTOWN IN)
AL
09/25/1998 - 09/28/2000
PROEQUITIES, INC. (BIRMINGHAM AL)
GA
05/27/1998 - 09/25/1998
ADVANTAGE CAPITAL CORPORATION (ATLANTA GA)
IN
10/01/1997 - 05/26/1998
JEFFERSON PILOT SECURITIES CORPORATION (FORT WAYNE IN)
IN
12/14/1994 - 10/01/1997
JEFFERSON-PILOT INVESTOR SERVICES, INC. (FORT WAYNE IN)
NY
10/20/1980 - 12/13/1994
EQUICO SECURITIES, INC. (NEW YORK NY)
NY
06/17/1980 - 12/13/1994
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
IA
Issued 02/02/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/05/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/13/1997
Series 7 - General Securities Representative Examination
BC
Issued 06/09/1980
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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